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Self-regulatory organization
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161	ICSA EMC Quarterly Brief EMC Chairman Message Dear ICSA members, I am pleased to introduce to you the first edition of our Emerging Market Committee newsletter. This newsletter, which will be published on a quarterly bas Add to Reading List Source URL: www.amib.com.mx Language: English - Date: 2014-11-28 15:04:44 Finance Financial economics Korea Financial Investment Association National Stock Exchange of India International Organization of Securities Commissions Stock broker Capital market Stock exchange Financial market Stock market Self-regulatory organizations Business
162	Joint Audit Committee Members Organization Representative(s) Contact Numbers CBOE Futures Exchange, LLC 440 South LaSalle Street Chicago, IL 60605 Lawrence J. Bresnahan Vice President, Member Firm Regulation Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:33:26 Economy of the United States National Futures Association Chicago Board Options Exchange Financial economics Financial system Self-regulatory organizations Commodity Futures Trading Commission IntercontinentalExchange
163	#..SEC-17 System name: Minutes Regarding Action Taken by the Commission-SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:15:59 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Self-regulatory organization Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation 73rd United States Congress
164	Microsoft Word - NYSE proxy fee proposal - second comment letter - final Add to Reading List Source URL: www.ici.org Language: English Financial markets Funds Financial regulation United States securities law U.S. Securities and Exchange Commission Exchange-traded fund Securities Exchange Act Self-regulatory organization Short Financial economics Investment Finance
165	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 5, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-05 16:58:16 Finance Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Security Broker-dealer United States securities law Financial economics Financial system
166	SEC-57 SYSTEM NAME: International Program Oversight Database (International – POD) SYSTEM LOCATION: Office of International Affairs, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:22:00 Security Self-regulatory organization Securities regulation in the United States Securities and Exchange Commission Financial system Government Financial economics United States corporate law Christopher Cox Financial regulation Corporate crime U.S. Securities and Exchange Commission
167	Federal Register / Vol. 67, No[removed]Friday, August 2, [removed]Notices Amendments is published in the Federal Register. It is therefore ordered, pursuant to section 19(b)(2) of the Act,24 that Amendment Nos. 1 and 2 to t Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:02:52 Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Arbitration Financial system United States securities law Financial regulation Law
168	NASD Surveys Member Firms And Develops Member Regulation Program Member Survey Results As Of June 30, 1998 The National Association of Securities Dealers Inc. (NASD®) sent a survey to its members in late 1997 to evaluat Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:37:00 Business Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Security Registered representative Securities regulation in the United States Selling away United States securities law Financial system Financial economics
169	[removed]Federal Register / Vol. 70, No[removed]Monday, March 21, [removed]Notices termination of the rollout of the RMM Program. In this regard, the Exchange Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 17:55:15 Law Securities Exchange Act Financial Industry Regulatory Authority Registered representative Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization Securities Act Fifth Amendment to the United States Constitution United States securities law Financial regulation Financial system
170	OMB APPROVAL OMB Number: [removed]Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:57:13 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities regulation in the United States Self-regulatory organization Financial system Economy of the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission

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